Client Registration Documents

• Mandatory documents - MCX Trading Account
• Policies and Procedures
• Mandatory documents - NSE Trading Account
• Investor Charter - Stock Brokers
• Mandatory documents - Demat Account
• Download Client Registration Documents (Rights & Obligations, Risk Disclosure Document, Do's & Don't's) in Vernacular Language : MCX | NSE

Policies

• Inactive Account Policy
• Investor Grievance Redressal Policy
• Risk Management Policy
• Anti Money Laundering Policy
• Policy on Voluntary Freeze of online access of clients trading account

Other Information

• Investor Complaints for Stock Broker
• Investor Complaints for Depository Participants
• Advisory for Investors
• Dos and Don’ts for CDSL Demat Account Holders
• Basic details
• Account Opening process
• Procedure for filing of Complaint and checking its status
• E-voting : CDSL | NSDL
• Process Note on Voluntary Freeze of online access of clients trading account
• SOP for reporting of demise of an Investor